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Zhenyu Li

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-16
  • CA RA
    APPROVED
    Since 2025-05-16

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pasadena CA 03/2025 Present
Hays Talent Solutions Llc Pasadena CA 11/2024 03/2025
Unemployed Los Angeles CA 03/2024 10/2024
Ubs Ag Singapore Branch Singapore 04/2020 02/2024
Trafigura Pte Ltd Singapore 06/2018 03/2020
Trafigura Investment (China) Co., Ltd Shanghai 04/2016 05/2018
  • 03/2025 → Present
    Ubs Financial Services Inc.
    Pasadena, CA
  • 11/2024 → 03/2025
    Hays Talent Solutions Llc
    Pasadena, CA
  • 03/2024 → 10/2024
    Unemployed
    Los Angeles, CA
  • 04/2020 → 02/2024
    Ubs Ag Singapore Branch
    Singapore
  • 06/2018 → 03/2020
    Trafigura Pte Ltd
    Singapore
  • 04/2016 → 05/2018
    Trafigura Investment (China) Co., Ltd
    Shanghai
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-10
  • S66 Uniform Combined State Law Examination
    2025-02-10

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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