Inactive

Lucia Emilia Mihalek

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Current Employers

Betterment

450 West 33Rd Street Floor 11, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-03
NY	RA	APPROVED	2025-01-03
TX	RA	APPROVED	2025-01-03

CA RA
APPROVED

Since 2025-01-03
NY RA
APPROVED

Since 2025-01-03
TX RA
APPROVED

Since 2025-01-03

Branch Locations

450 West 33Rd Street Floor 11, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Betterment	New York	NY	12/2018	Present
L'OReal Usa	New York	NY	03/2015	12/2018

12/2018 → Present

Betterment

New York, NY
03/2015 → 12/2018

L'OReal Usa

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-01-03

S65 Uniform Investment Adviser Law Examination

2025-01-03

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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