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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-14 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Henderson | NV | 11/2024 | 04/2026 |
| Wfgia | Henderson | NV | 09/2024 | 04/2026 |
| Vuori | Malibu | CA | 11/2023 | 03/2025 |
| Pepperdine University | Malibu | CA | 06/2023 | 01/2024 |
| Pepperdine University | Malibu | CA | 08/2022 | 07/2024 |
| Faith Baptist Church And Schools | Canoga Park | CA | 06/2017 | 08/2022 |
| Faith Baptist School/Los Angeles Valley College | Los Angeles | CA | 08/2014 | 07/2022 |
| Tiaa | Pasadena | CA | 05/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-22 |
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