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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-24 |
Branch Locations
1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Autobell Car Wash | Garner | NC | 03/2019 | 08/2022 |
| Nc State University | Raleigh | NC | 08/2022 | 05/2024 |
| Ks Bank | Clayton | NC | 05/2023 | 08/2023 |
| Expressions Of Love Florist | Fuquay Varina | NC | 08/2021 | Present |
| Clayton High School | Clayton | NC | 08/2018 | 05/2021 |
| Douglas S Berry | Raleigh | NC | 11/2024 | 04/2025 |
| Student | Clayton | NC | 02/2015 | 08/2018 |
| Northwestern Mutual Investment Services Llc | Raleigh | NC | 06/2025 | Present |
| Douglas Berry | Raleigh | NC | 04/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2026 | Present |
1. Expressions of Love Florist, Not Investment-related, 1501 Lakestone Village Ln Ste 107, Fuquay Varina, NC, USA, 27526, Employee, Start Date: 08/01/2021, 6 hrs per week, 0 trading hrs per week, Work weddings on weekends, Duties: Help set up wedding venues . 2. Expressions of Love Florist, Not Investment-related, 1501 Lakestone Village Ln Ste 107, Fuquay Varina, NC, USA, 27526, Employee, Start Date: 08/07/2021, 6 hrs per week, 0 trading hrs per week, Wedding Events, Duties: Help set up wedding venues and events. 2. JOHN RODGERS, 307 WAVERLY DR, CLAYTON, , NORTH CAROLINA, 27527, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/1/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CAR DETAILING. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-23 |
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