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Trishan Chand

Wells Fargo Clearing Services, LLC

Elk River, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-23
  • MN RA
    APPROVED
    Since 2025-04-23

Branch Locations

19290 Freeport St Nw, Elk River, MN 55330 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Elk River MN 11/2024 Present
Wells Fargo Bank, Na Elk River MN 02/2021 Present
Wells Fargo Bank, Na Monticello MN 02/2021 10/2022
Monticello High School Monticello MN 09/2019 06/2020
Unemployed Monticello MN 06/2020 02/2021
Tagore High School Berbice 09/2015 06/2018
Unemployed Berbice 06/2018 07/2019
  • 11/2024 → Present
    Wells Fargo Clearing Services, Llc
    Elk River, MN
  • 02/2021 → Present
    Wells Fargo Bank, Na
    Elk River, MN
  • 02/2021 → 10/2022
    Wells Fargo Bank, Na
    Monticello, MN
  • 09/2019 → 06/2020
    Monticello High School
    Monticello, MN
  • 06/2020 → 02/2021
    Unemployed
    Monticello, MN
  • 09/2015 → 06/2018
    Tagore High School
    Berbice
  • 06/2018 → 07/2019
    Unemployed
    Berbice
Other Businesses

Urban Cleaning LLC ; Not Investment Related; Monticello, MN; 100% Owner; 01/2024; 4 hours a month; No hours during Trading Hours; Cleaning Business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-23
S63 Uniform Securities Agent State Law Examination 2025-01-28
  • S65 Uniform Investment Adviser Law Examination
    2025-04-23
  • S63 Uniform Securities Agent State Law Examination
    2025-01-28

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · ELK RIVER, MN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Elk River, MN
OSAIC WEALTH, INC. · ELK RIVER, MN
CETERA INVESTMENT ADVISERS LLC · ELK RIVER, MN
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360 FINANCIAL · ELK RIVER, MN
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