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Trishan Chand

Wells Fargo Clearing Services, LLC

Elk River, MN

Minneapolis, MN

CRD 8009914

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-23
  • MN RA
    APPROVED
    Since 2025-04-23

Branch Locations

19290 Freeport St Nw, Elk River, MN 55330 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Elk River MN 11/2024 Present
Wells Fargo Bank, Na Elk River MN 02/2021 Present
Wells Fargo Bank, Na Monticello MN 02/2021 10/2022
Monticello High School Monticello MN 09/2019 06/2020
Unemployed Monticello MN 06/2020 02/2021
Tagore High School Berbice 09/2015 06/2018
Unemployed Berbice 06/2018 07/2019
  • 11/2024 → Present
    Wells Fargo Clearing Services, Llc
    Elk River, MN
  • 02/2021 → Present
    Wells Fargo Bank, Na
    Elk River, MN
  • 02/2021 → 10/2022
    Wells Fargo Bank, Na
    Monticello, MN
  • 09/2019 → 06/2020
    Monticello High School
    Monticello, MN
  • 06/2020 → 02/2021
    Unemployed
    Monticello, MN
  • 09/2015 → 06/2018
    Tagore High School
    Berbice
  • 06/2018 → 07/2019
    Unemployed
    Berbice
Other Businesses

Urban Cleaning LLC ; Not Investment Related; Monticello, MN; 100% Owner; 01/2024; 4 hours a month; No hours during Trading Hours; Cleaning Business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-23
S63 Uniform Securities Agent State Law Examination 2025-01-28
  • S65 Uniform Investment Adviser Law Examination
    2025-04-23
  • S63 Uniform Securities Agent State Law Examination
    2025-01-28

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
OSAIC WEALTH, INC.

Nearby Investors

PETER ADAM REINER
Owenn Hegseth Buchholz
DERICK DAVID KELLY

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · ELK RIVER, MN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Elk River, MN
OSAIC WEALTH, INC. · ELK RIVER, MN

More in Elk River, MN

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