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Bradley Walter Koch

Morgan Stanley

Stillwater, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
MN RA APPROVED 2013-11-19
WI RA APPROVED 2012-11-20
  • TX RA
    APPROVED
    Since 2020-02-24
  • MN RA
    APPROVED
    Since 2013-11-19
  • WI RA
    APPROVED
    Since 2012-11-20

Branch Locations

270 Main Street N Suite 100, Stillwater, MN 55082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Stillwater MN 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2018 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Stillwater, MN
  • 03/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-10-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    Minneapolis, MN
  • 2006-12-18 → 2007-08-27
    Wells Fargo Investments, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-14
S63 Uniform Securities Agent State Law Examination 2005-09-08
  • S65 Uniform Investment Adviser Law Examination
    2005-09-14
  • S63 Uniform Securities Agent State Law Examination
    2005-09-08

View on SEC IAPD

Other Firms

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LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IMPERATIVE MANAGEMENT LLC
EDWARD JONES
STILLWATER ASSET MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JESSE ANDREW BENGTSON
JILL MAUREEN BRETT
RYAN DENNIS NAATJES
ANTHONY HOWARD THOLE
TIMOTHY JAMES HANSEN
JEFFREY PAUL BERGH
Nikolas Rhett Neuman
Randon Reginald Dauman

Other Offices

RBC CAPITAL MARKETS, LLC · STILLWATER, MN
LPL FINANCIAL LLC · STILLWATER, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STILLWATER, MN
LPL FINANCIAL LLC · Stillwater, MN
IMPERATIVE MANAGEMENT LLC · STILLWATER, MN
EDWARD JONES · STILLWATER, MN
STILLWATER ASSET MANAGEMENT, LLC · STILLWATER, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Stillwater, MN

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