Azim Ahmed

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lal Bahadur Shastri Institute Of Management -Full Time Education	New Delhi		05/2015	03/2017
Gap/ Managing Family Business	Neemuch		04/2017	08/2017
Real Time Data Services	Gurgaon		09/2017	03/2018
Gap/Unemployed	Hoboken	NJ	04/2018	06/2018
F. Schumacher	New York	NY	07/2018	04/2019
The Pension Boards - Ucc	New York City	NY	07/2019	09/2019
The Pension Boards - Ucc	New York City	NY	10/2019	11/2024
Neuberger Berman	New York City	NY	11/2024	08/2025
Rockefeller Capital Management	Ny	NY	09/2025	Present
Rockefeller Financial Llc	Ny	NY	09/2025	Present
Gap/Unemployed/Studying	Hoboken	NJ	05/2019	06/2019

05/2015 → 03/2017

Lal Bahadur Shastri Institute Of Management -Full Time Education

New Delhi
04/2017 → 08/2017

Gap/ Managing Family Business

Neemuch
09/2017 → 03/2018

Real Time Data Services

Gurgaon
04/2018 → 06/2018

Gap/Unemployed

Hoboken, NJ
07/2018 → 04/2019

F. Schumacher

New York, NY
07/2019 → 09/2019

The Pension Boards - Ucc

New York City, NY
10/2019 → 11/2024

The Pension Boards - Ucc

New York City, NY
11/2024 → 08/2025

Neuberger Berman

New York City, NY
09/2025 → Present

Rockefeller Capital Management

Ny, NY
09/2025 → Present

Rockefeller Financial Llc

Ny, NY
05/2019 → 06/2019

Gap/Unemployed/Studying

Hoboken, NJ

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-03-29

Other Firms