Richard Steven Habel

Current Employers

Employment History

• 10/2014 → 09/2021
  Sterling Financial
  Salt Lake City, UT
• 11/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-01-07 → 2021-10-14
  Commonwealth Financial Network
  Salt Lake City, UT

Other Businesses

1) HABEL PROPERTIES, LLC., 493 E Calinas Creek Cir, Murray, UT, 01/2003, Owner, Real Estate, NIR, 2 HR/MO, 0 HR/MO Trading 2) MURRAY EDUCATION FOUNDATION, 5102 Commerce Dr., Bldg. 1, Murray, UT, 03/2018, Board Member, Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 1 HR/MO Trading 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. START DATE 11/04/2021. 4) JJR SKINS, LLC 493 E CALINAS CREEK CIR, MURRAY, UT 84107, 11/03/2021, OWNER/CO-MANAGER, NIR, 0HR/MO, 0HR/MO TRADING 5) RSH CONSULTING, LLC, 493 E CALINAS CREEK CIR, MURRAY UT 84107, 10/2024, Owner, Expert Witness, NIR, 3 HR/MO, 0 HR/MO TRADING. 6) RICHARD HABEL, 6465 S 3000 E, Ste. 200, Salt Lake City UT 84121, 08/2022, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 5HR/MO - 5HR/MO Trading. 7) MILLIEMT, LLC / 493 E Calinas Creek Cir, Murray UT 84107 / 01/2023 / OWNER, HOLDING COMPANY / NIR / 0 HR/MO 0 HR TRADING 8) GATEWAY PINES GROUP, LLC, 2436 W 700 S, Pleasant Grove UT 84062, United States, 09/11/2023, LLC, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 9) INVESTMENT MANAGEMENT CONSULTANTS, 6465 S 3000 E, Ste 200, Salt Lake City UT 84121, 11/2021, Wealth Manager, Using a Trade Name / DBA, INV REL, 0 HR/MO, 0 HR/MO TRADING. 10) MILLIE'S SUDS, LLC DBA EASY WASH, 6845 S 1300 E, Cottonwood Heights UT 84121, 12/2024, Owner, Retail Sales/Distribution, NIR, 10 HR/MO, 0 HR/MO TRADING. 11) OPERATION FORGOTTEN HEROES, 2973 W 13800 S, BLUFFDALE UT 84065, 05/29/2026, BOARD MEMBER, VOLUNTEER, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2014-12-23