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Dawn Thompson

Fifth Third Securities, Inc.

Richmond, KY

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-05-22
  • KY RA
    APPROVED
    Since 2025-05-22

Branch Locations

800 Eastern Bypass, Richmond, KY 40475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank, N.A. Lexington KY 06/2021 Present
Health Related Unemployment Due To High Risk Factor/Covid El Paso TX 08/2020 05/2021
Armed Forces Bank El Paso TX 03/2019 07/2020
A World For Children San Angelo TX 05/2015 02/2019
Fifth Third Securities, Inc. Lexington KY 11/2024 Present
  • 06/2021 → Present
    Fifth Third Bank, N.A.
    Lexington, KY
  • 08/2020 → 05/2021
    Health Related Unemployment Due To High Risk Factor/Covid
    El Paso, TX
  • 03/2019 → 07/2020
    Armed Forces Bank
    El Paso, TX
  • 05/2015 → 02/2019
    A World For Children
    San Angelo, TX
  • 11/2024 → Present
    Fifth Third Securities, Inc.
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-22
S63 Uniform Securities Agent State Law Examination 2025-03-18
  • S65 Uniform Investment Adviser Law Examination
    2025-05-22
  • S63 Uniform Securities Agent State Law Examination
    2025-03-18
Other Names
  • Dawn M Toomey
  • Dawn M Heaney

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · RICHMOND, KY
THRIVENT INVESTMENT MANAGEMENT INC. · Richmond, KY
EDWARD JONES · Richmond, KY
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES · RICHMOND, KY
J.P. MORGAN SECURITIES LLC · RICHMOND, KY
PFS INVESTMENTS INC. · RICHMOND, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Richmond, KY
EDWARD JONES · RICHMOND, KY

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