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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-05-26 |
Branch Locations
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Nashville | TN | 05/2026 | Present |
| Wells Fargo Bank, Na | Nashville | TN | 04/2026 | Present |
| Fifth Third Bank, N.A. | Brentwood | TN | 02/2023 | 04/2026 |
| Regions Bank | Nashville | TN | 10/2021 | 02/2023 |
| Walmart Ecommerce | Chino | CA | 02/2021 | 08/2021 |
| Reds Spirits & Wine | Nashville | TN | 04/2020 | 02/2021 |
| Amazon | Multiple | CA | 06/2017 | 04/2020 |
| Ursinus College | Collegeville | PA | 09/2013 | 05/2017 |
| Fifth Third Securities, Inc. | Brentwood | TN | 11/2024 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-02 |
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