Kevin Bertoncin

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-07-10
NY	RA	APPROVED	2025-07-10
TX	RA	APPROVED	2025-07-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc	White Plains	NY	04/2013	01/2017
Personal Capital Advisors Corporation	Pound Ridge	NY	01/2017	07/2017
Td Ameritrade	Philadelphia	PA	07/2017	12/2018
Fidelity Brokerage Services Llc	Greenwich	CT	12/2018	04/2020
Ubs Financial Services	White Plains	NY	04/2020	07/2025
Rbc Capital Markets, Llc	Purchase	NY	07/2025	Present
City National Bank	Purchase	NY	07/2025	Present

2020-04-02 → 2025-07-21

Ubs Financial Services Inc.

Purchase, NY

Ridgefield, CT
2019-01-24 → 2020-04-09

Fidelity Personal And Workplace Advisors

Greenwich, CT
2017-07-21 → 2018-12-06

Td Ameritrade, Inc.

Philadelphia, PA
2017-07-21 → 2018-12-06

Td Ameritrade Investment Management, Llc

Philadelphia, PA
2017-01-12 → 2017-07-10

Personal Capital Advisors Corporation

Denver, CO

Greenwood Village, CO

Pound Ridge, NY

Denver, CO
2010-11-12 → 2017-01-13

Ubs Financial Services Inc.

Red Bank, NJ

Purchase, NY
2010-08-25 → 2010-11-29

Morgan Stanley

Shrewsbury, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-24

Other Firms