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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-28
TX RA APPROVED 2024-03-28
  • NY RA
    APPROVED
    Since 2024-03-28
  • TX RA
    APPROVED
    Since 2024-03-28

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Wakefield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 07/2021 Present
Jpmorgan Securities Llc New York NY 07/2021 Present
Charles River Development (State Street Corp) Burlington MA 04/2021 07/2021
Citadel Greenwich CT 09/2014 12/2020
Unemployed Wakefield MA 01/2021 03/2021
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 04/2021 → 07/2021
    Charles River Development (State Street Corp)
    Burlington, MA
  • 09/2014 → 12/2020
    Citadel
    Greenwich, CT
  • 01/2021 → 03/2021
    Unemployed
    Wakefield, MA
Other Businesses

Entity Name: Reel Properties Investment related: Yes Address: 113 South Main Street Concord NH Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/07/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Reel Properties is a real estate syndicator located in southern New Hampshire. I have no responsibilities and property syndicate has no relationship with JPMorgan Chase.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-28
S63 Uniform Securities Agent State Law Examination 2021-07-13
  • S65 Uniform Investment Adviser Law Examination
    2024-03-28
  • S63 Uniform Securities Agent State Law Examination
    2021-07-13
Other Names
  • Tim Batten
  • Timothy James Batten

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