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Adam James Stuart

Mwa Financial Services Inc.

Raleigh, NC

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-06
GA RA APPROVED 2025-09-18
NY RA APPROVED 2025-09-15
NC RA APPROVED 2025-06-13
  • SC RA
    APPROVED
    Since 2026-04-06
  • GA RA
    APPROVED
    Since 2025-09-18
  • NY RA
    APPROVED
    Since 2025-09-15
  • NC RA
    APPROVED
    Since 2025-06-13

Branch Locations

1611 Jones Franklin Road Suite 109, Raleigh, NC 27606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 08/2024 Present
High Point University High Point NC 07/2019 05/2024
Unemployed Raleigh NC 05/2024 07/2024
Wake County Public School System Raleigh NC 10/2014 06/2019
Mwa Financial Services Inc. Rock Island IL 10/2024 Present
  • 08/2024 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 07/2019 → 05/2024
    High Point University
    High Point, NC
  • 05/2024 → 07/2024
    Unemployed
    Raleigh, NC
  • 10/2014 → 06/2019
    Wake County Public School System
    Raleigh, NC
  • 10/2024 → Present
    Mwa Financial Services Inc.
    Rock Island, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-29
S63 Uniform Securities Agent State Law Examination 2024-11-30
  • S65 Uniform Investment Adviser Law Examination
    2025-05-29
  • S63 Uniform Securities Agent State Law Examination
    2024-11-30

View on SEC IAPD

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Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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