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Diana Marie Bowe

Cetera Investment Advisers LLC

Honolulu, HI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-01-13
  • HI RA
    APPROVED
    Since 2026-01-13

Branch Locations

300 N Beretania Street, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Savings Bank Honolulu HI 09/2023 Present
Milestone Systems Northport NY 11/2021 06/2023
Hikvision Huntington NY 09/2020 10/2021
Canon Usa, Inc. Woodside NY 12/2006 05/2020
Unemployed Huntington NY 06/2020 08/2020
Cetera Investment Services Llc St Cloud MN 10/2025 Present
Cetera Investment Advisers Llc Honolulu HI 01/2026 Present
  • 09/2023 → Present
    American Savings Bank
    Honolulu, HI
  • 11/2021 → 06/2023
    Milestone Systems
    Northport, NY
  • 09/2020 → 10/2021
    Hikvision
    Huntington, NY
  • 12/2006 → 05/2020
    Canon Usa, Inc.
    Woodside, NY
  • 06/2020 → 08/2020
    Unemployed
    Huntington, NY
  • 10/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2026 → Present
    Cetera Investment Advisers Llc
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
  • S66 Uniform Combined State Law Examination
    2026-01-12

View on SEC IAPD

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GEORGE CHRISTIAN FLOAN HART
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KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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