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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
SC RA APPROVED 2025-02-15
  • TX RA
    APPROVED
    Since 2025-04-04
  • SC RA
    APPROVED
    Since 2025-02-15

Branch Locations

3030 Windy Hill Road, Marietta, GA 30067 • United States

5001 Ashley Phosphate Rd, North Charleston, SC 29418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Pleasant SC 10/2024 Present
South Carolina National Guard Newberry SC 07/2022 Present
United States Army Fort Jackson SC 02/2017 06/2022
Bank Of America Charlotte NC 06/2023 08/2023
University Of South Carolina Columbia SC 08/2022 05/2023
Gel Group Charleston SC 08/2016 11/2016
University Of South Carolina Columbia SC 07/2022 05/2024
Unemployed Mount Pleasant SC 11/2016 02/2017
Bank Of America, N.A. Mount Pleasant SC 01/2025 Present
  • 10/2024 → Present
    Mount Pleasant, SC
  • 07/2022 → Present
    South Carolina National Guard
    Newberry, SC
  • 02/2017 → 06/2022
    United States Army
    Fort Jackson, SC
  • 06/2023 → 08/2023
    Bank Of America
    Charlotte, NC
  • 08/2022 → 05/2023
    University Of South Carolina
    Columbia, SC
  • 08/2016 → 11/2016
    Gel Group
    Charleston, SC
  • 07/2022 → 05/2024
    University Of South Carolina
    Columbia, SC
  • 11/2016 → 02/2017
    Unemployed
    Mount Pleasant, SC
  • 01/2025 → Present
    Bank Of America, N.A.
    Mount Pleasant, SC
Other Businesses

I*: 2074301 Name of the other business: Real Estate Rental Property Whether the business is investment-related: No Address of the other business: Columbia, SC Nature of the other business: Real estate residential property Title, or relationship with the other business: Owner of property Start date of your relationship: November 2024 Approximate number of hours/month you devote to the other business: 1 hr mthly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Communicate with property management for any needs I*: 1365259 Name of the other business US Army South Carolina National Guard Whether the business is investment-related No Address of the other business Newberry, SC Nature of the other business Military - National Guard Title, or relationship with the other business Officer Start date of your relationship July 2022 Approximate number of hours/month you devote to the other business16 hours/ month Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business Once a month weekend training

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-14
  • S66 Uniform Combined State Law Examination
    2025-02-14
Other Names
  • John P Prickett

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