Corey Samuel Solorzano

Current Employers

Employment History

• 03/2015 → 11/2017
  Whp Financial
  San Diego, CA
• 12/2017 → 12/2019
  Lifetime Financial Advisors
  Encinitas, CA
• 12/2017 → 12/2019
  Lpl Financial, Llc
  Encinitas, CA
• 03/2015 → 11/2017
  Sagepoint Financial, Inc.
  San Diego, CA
• 01/2020 → Present
  Cap Financial Planning
  San Diego, CA
• 01/2020 → 09/2023
  Sagepoint Financial, Inc.
  San Diego, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2020-11-06 → 2023-09-01
  Osaic Services, Inc.
  San Diego, CA

Other Businesses

1. The Cynthia A. Alt-Judd Trust dated 11/11/1998 POSITION: Successor Trustee NATURE: Personal, Family Trust INVESTMENT RELATED: Yes, NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2016 ADDRESS: 1050 Maryland Dr., Vista CA 92083, United States DESCRIPTION: I am named the successor trustee of The Cynthia A. Alt-Judd Trust dated 11/11/1998. As successor trustee, I have no duties or responsibilities. Should the trustee pass away, I will become the trustee and be responsible for distributing the assets per the trust agreement. 2. FIXED INSURANCE LICENSE POSITION: Licensed Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2012 ADDRESS: 6310 Greenwich Dr., Ste 145, San Diego CA 92122, United States DESCRIPTION: I have a California insurance license to better aid in the financial planning process for the company. I have no clients and receive no compensation for this activity other than my normal salary from CAP Financial. 3. CAP FINANCIAL PLANNING POSITION: Operations Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2020 ADDRESS: 6310 Greenwich Dr., 145, San Diego CA 92083, United States DESCRIPTION: CAP Financial planning offers securities, investment advisory services, and financial planning through Osaic Wealth Inc.. As a registered representative I will be preparing financial plans and assisting with administrative functions within the firm.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-05-16

Designations