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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-24 |
| NC | RA | APPROVED | 2025-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 10/2024 | Present |
| United States Army | Fort Liberty | NC | 07/2019 | 02/2024 |
| Fleet Feet | Fayetteville | NC | 05/2023 | 10/2024 |
| Good Ole Fashioned Lawn Care Llc | Fayetteville | NC | 09/2021 | 01/2023 |
| East Carolina University | Greenville | NC | 08/2016 | 05/2019 |
| Unemployed | Oak Island | NC | 06/2019 | 07/2019 |
| Bank Of America, N.A. | Raleigh | NC | 11/2024 | Present |
I*: 2074262 Name: Good Ole Fashioned Lawn Care LLC. Not Investment Related Address: Fayetteville, NC Nature: Lawn Maintenance and Landscaping Company Your position: Owner / Operator Title, or relationship: Owner / Operator Start date: 01-Sep-2021 Approximate number of hours/month you devote:0 Number of hours you devote during securities trading hours: 0 Briefly describe your duties: Owner and operator. LLC has ceased operations and the appropriate articles of dissolution will be filed soon. The companies bank accounts will be closed in the near future. Currently no duties performed as the LLC has ceased operations. I*: 2068268 Name: Rental Property 1 Not Investment Related Address: Fayetteville, NC Nature: Rental Property Your position: Co-owner Title or relationship: Co-owner Start date: 19-Oct-2024 Approximate number of hours you devote: 2 Weekly Number of hours you devote during securities trading hours: 0 Briefly describe your duties: Co-owner with other family members
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-27 |
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