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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-01-22
  • UT RA
    APPROVED
    Since 2025-01-22

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Salt Lake City UT 09/2024 Present
Brooks Pest Control Orem UT 04/2022 02/2024
Vivint Inc. Logan UT 01/2022 03/2022
Harvestright North Salt Lake UT 04/2021 05/2021
N/A N/A XX 10/2014 03/2021
N/A N/A XX 06/2021 12/2021
N/A N/A XX 03/2024 08/2024
  • 09/2024 → Present
    Salt Lake City, UT
  • 04/2022 → 02/2024
    Brooks Pest Control
    Orem, UT
  • 01/2022 → 03/2022
    Vivint Inc.
    Logan, UT
  • 04/2021 → 05/2021
    Harvestright
    North Salt Lake, UT
  • 10/2014 → 03/2021
    N/A
    N/A, XX
  • 06/2021 → 12/2021
    N/A
    N/A, XX
  • 03/2024 → 08/2024
    N/A
    N/A, XX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-21
  • S66 Uniform Combined State Law Examination
    2025-01-21

View on SEC IAPD

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