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Charles Barnett

Northwestern Mutual Investment Services, LLC

New York, NY

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-17
  • NJ RA
    APPROVED
    Since 2025-11-17

Branch Locations

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramp Corporation New York NY 10/2023 09/2024
Intersect Capital Management Greenwich CT 06/2023 09/2023
Student Richmond VA 09/2006 05/2023
Unemployed New York NY 10/2024 11/2024
Asphalt Green New York NY 06/2018 08/2018
Allen Stevenson School New York NY 06/2021 08/2021
Enthusiast Gaming Toronto 05/2022 08/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2024 Present
Northwestern Mutual Investment Services Llc New York NY 07/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2026 Present
  • 10/2023 → 09/2024
    Ramp Corporation
    New York, NY
  • 06/2023 → 09/2023
    Intersect Capital Management
    Greenwich, CT
  • 09/2006 → 05/2023
    Student
    Richmond, VA
  • 10/2024 → 11/2024
    Unemployed
    New York, NY
  • 06/2018 → 08/2018
    Asphalt Green
    New York, NY
  • 06/2021 → 08/2021
    Allen Stevenson School
    New York, NY
  • 05/2022 → 08/2022
    Enthusiast Gaming
    Toronto
  • 12/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2025 → Present
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 02/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
  • S66 Uniform Combined State Law Examination
    2025-11-13
Other Names
  • Charlie Barnett

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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