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17 State Street 40Th Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-21 |
Branch Locations
17 State Street 40Th Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | New York | NY | 07/2014 | 11/2017 |
| Raymond James Financial Services, Inc. | New York | NY | 11/2017 | 11/2018 |
| Raymond James Financial Services Advisors Inc. | New York | NY | 11/2017 | 11/2018 |
| Blue Square Asset Management, Llc | New York | NY | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-28 |
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