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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-06-11
NY RA APPROVED 2026-06-10
MA RA APPROVED 2026-03-16
FL RA APPROVED 2026-03-03
CT RA APPROVED 2026-03-02
RI RA APPROVED 2025-11-21
  • VT RA
    APPROVED
    Since 2026-06-11
  • NY RA
    APPROVED
    Since 2026-06-10
  • MA RA
    APPROVED
    Since 2026-03-16
  • FL RA
    APPROVED
    Since 2026-03-03
  • CT RA
    APPROVED
    Since 2026-03-02
  • RI RA
    APPROVED
    Since 2025-11-21

Branch Locations

999 Worcester Street, Wellesley, MA 02482 • United States

1923 Mineral Spring Ave, North Providence, RI 02904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gracie's Ventures Inc. Providence RI 02/2022 05/2024
Clover Food Lab Boston MA 03/2020 02/2022
Rhode Island Mushroom Company North Kingstown RI 01/2019 02/2022
Sur La Table Providence RI 12/2017 03/2020
Johnson & Wales University Providence RI 03/2017 05/2019
Unemployed Pawtucket RI 06/2024 10/2024
Esca Restaurant New York City NY 07/2016 09/2016
Hb + M Chocolate Mount Tabor NJ 10/2016 02/2017
Pioneer Financial Group Warwick RI 04/2025 07/2025
Bte Feud Entertainment Llc Norwalk CT 05/2023 10/2025
A Place For Rover, Inc Olympia WA 07/2024 Present
Tizzy K'S Llc Providence RI 03/2025 10/2025
Cetera Advisor Networks Llc El Segundo CA 10/2024 04/2025
Cetera Wealth Services, Llc El Segundo CA 04/2025 07/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2025 07/2025
Td Private Client Wealth Llc Providence RI 11/2025 Present
Td Bank N.A. Providence RI 11/2025 Present
  • 02/2022 → 05/2024
    Gracie's Ventures Inc.
    Providence, RI
  • 03/2020 → 02/2022
    Clover Food Lab
    Boston, MA
  • 01/2019 → 02/2022
    Rhode Island Mushroom Company
    North Kingstown, RI
  • 12/2017 → 03/2020
    Sur La Table
    Providence, RI
  • 03/2017 → 05/2019
    Johnson & Wales University
    Providence, RI
  • 06/2024 → 10/2024
    Unemployed
    Pawtucket, RI
  • 07/2016 → 09/2016
    Esca Restaurant
    New York City, NY
  • 10/2016 → 02/2017
    Hb + M Chocolate
    Mount Tabor, NJ
  • 04/2025 → 07/2025
    Pioneer Financial Group
    Warwick, RI
  • 05/2023 → 10/2025
    Bte Feud Entertainment Llc
    Norwalk, CT
  • 07/2024 → Present
    A Place For Rover, Inc
    Olympia, WA
  • 03/2025 → 10/2025
    Tizzy K'S Llc
    Providence, RI
  • 10/2024 → 04/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2025 → 07/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2025 → 07/2025
    Schaumburg, IL
  • 11/2025 → Present
    Providence, RI
  • 11/2025 → Present
    Td Bank N.A.
    Providence, RI
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: A PLACE FOR ROVER, INC INVESTMENT RELATED: NO ADDRESS: OLYMPIA, WA NATURE OF BUSINESS: INDEPENDENT CONTRACTOR START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PET CARE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-19
  • S66 Uniform Combined State Law Examination
    2025-05-19
Other Names
  • Samara Haley Wald

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