Alec Harrold

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-12-23

IA RA
APPROVED

Since 2024-12-23

Branch Locations

2700 Westown Pkwy Ste 405, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bkd Cpas & Advisors	Chicago	IL	08/2018	11/2020
Anthony Marano Company	Chicago	IL	11/2020	08/2024
Unemployed	Des Moines	IA	08/2024	11/2024
Lpl Financial	West Des Moines	IA	11/2024	Present
University Of Iowa	Iowa City	IA	08/2014	06/2018

08/2018 → 11/2020

Bkd Cpas & Advisors

Chicago, IL
11/2020 → 08/2024

Anthony Marano Company

Chicago, IL
08/2024 → 11/2024

Unemployed

Des Moines, IA
11/2024 → Present

Lpl Financial

West Des Moines, IA
08/2014 → 06/2018

University Of Iowa

Iowa City, IA

Other Businesses

1-10/2024 / Harrold Financial LLC / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START 10/6/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-21

S66 Uniform Combined State Law Examination

2024-12-21

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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