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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
MS RA APPROVED 2025-01-03
  • TX RA
    APPROVED
    Since 2025-04-15
  • MS RA
    APPROVED
    Since 2025-01-03

Branch Locations

2548 A Beach Blvd, Biloxi, MS 39531 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Biloxi MS 10/2024 Present
United States Navy San Diego CA 05/2014 07/2024
Unemployed Pass Christian MS 07/2024 10/2024
Bank Of America, N.A. Biloxi MO 11/2024 Present
Other Businesses

I*: 2056292Ravens Den LLCNot investment relatedAddress: Sevierville,Tennessee 37876Type of activity: Real Estate, rent the cabin out to guests vacationingPosition: PartnerDate began:14-Feb-2022Hours: 8 hours mthlyHours during trading. 0 hoursDuties: I order supplies when the cleaners tell me we are low and answer questions if a guest has them. I*2593266, Entity Type: , Name of OBA: F and S C Estate planning documents, Address: Biloxi, Mississippi, 39531, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 07/03/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-28
  • S66 Uniform Combined State Law Examination
    2024-08-28

View on SEC IAPD

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