Richard Allen Johnson

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 12/2023
  First Trust Portfolios L.P.
  Wheaton, IL
• 01/2023 → Present
  Wedbush Securities
  Los Angeles, CA

Previous Registrations

• 2011-11-07 → 2024-01-29
  First Trust Advisors Lp
  Wheaton, IL
  Walnut Creek, CA
  Walnut Creek, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-08-01

Other Names

• Rick Johnson