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Richard Allen Johnson

Wedbush Securities Inc.

Pasadena, CA

Santa Rosa, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-03
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

2455 Bennett Valley Rd Ste C 218, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 05/2005 12/2023
Wedbush Securities Los Angeles CA 01/2023 Present
  • 05/2005 → 12/2023
    First Trust Portfolios L.P.
    Wheaton, IL
  • 01/2023 → Present
    Wedbush Securities
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-01
  • S66 Uniform Combined State Law Examination
    2005-08-01
Other Names
  • Rick Johnson

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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