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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-04-29
ND RA APPROVED 2026-04-24
LA RA APPROVED 2026-04-17
NM RA APPROVED 2026-04-15
AZ RA APPROVED 2026-04-14
GA RA APPROVED 2026-04-14
AK RA APPROVED 2026-04-13
DE RA APPROVED 2026-04-13
IL RA APPROVED 2026-04-13
IN RA APPROVED 2026-04-13
KY RA APPROVED 2026-04-13
ME RA APPROVED 2026-04-13
OK RA APPROVED 2026-04-13
RI RA APPROVED 2026-04-13
SC RA APPROVED 2026-04-13
TX RA APPROVED 2026-04-13
VA RA APPROVED 2026-04-13
  • DC RA
    APPROVED
    Since 2026-04-29
  • ND RA
    APPROVED
    Since 2026-04-24
  • LA RA
    APPROVED
    Since 2026-04-17
  • NM RA
    APPROVED
    Since 2026-04-15
  • AZ RA
    APPROVED
    Since 2026-04-14
  • GA RA
    APPROVED
    Since 2026-04-14
  • AK RA
    APPROVED
    Since 2026-04-13
  • DE RA
    APPROVED
    Since 2026-04-13
  • IL RA
    APPROVED
    Since 2026-04-13
  • IN RA
    APPROVED
    Since 2026-04-13
  • KY RA
    APPROVED
    Since 2026-04-13
  • ME RA
    APPROVED
    Since 2026-04-13
  • OK RA
    APPROVED
    Since 2026-04-13
  • RI RA
    APPROVED
    Since 2026-04-13
  • SC RA
    APPROVED
    Since 2026-04-13
  • TX RA
    APPROVED
    Since 2026-04-13
  • VA RA
    APPROVED
    Since 2026-04-13

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Investor Services, Llc Orinda CA 06/2007 08/2020
Clearbridge Investments Llc New York NY 06/2007 08/2020
Legg Mason & Co Llc Scottsdale AZ 06/2007 08/2020
Transamerica Capital Inc Denver CO 08/2020 03/2026
Voya Investments Distributor, Llc Peoria AZ 03/2026 Present
Voya Investment Management Peoria AZ 03/2026 Present
  • 06/2007 → 08/2020
    Legg Mason Investor Services, Llc
    Orinda, CA
  • 06/2007 → 08/2020
    New York, NY
  • 06/2007 → 08/2020
    Legg Mason & Co Llc
    Scottsdale, AZ
  • 08/2020 → 03/2026
    Transamerica Capital Inc
    Denver, CO
  • 03/2026 → Present
    Voya Investments Distributor, Llc
    Peoria, AZ
  • 03/2026 → Present
    Voya Investment Management
    Peoria, AZ
Previous Registrations
  • 2007-06-06 → 2020-08-21
    New York, NY
  • 2007-04-02 → 2007-05-23
    Morgan Stanley & Co. Llc
    Sarasota, FL
  • 2005-07-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Punta Gorda, FL
    Sarasota, FL
    Punta Gorda, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-13
S66 Uniform Combined State Law Examination 2005-07-18
  • S65 Uniform Investment Adviser Law Examination
    2026-04-13
  • S66 Uniform Combined State Law Examination
    2005-07-18
Other Names
  • Richard Mcmannus

View on SEC IAPD

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