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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-21 |
| NY | RA | APPROVED | 2026-04-20 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marwood Group | New York | NY | 06/2023 | 05/2025 |
| Chaminade High School | Mineola | NY | 09/2015 | 06/2019 |
| Bates College | Lewiston | ME | 09/2019 | 06/2023 |
| Local 361 Ironworkers | Jamaica | NY | 06/2019 | 09/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2025 | 04/2026 |
| Northwestern Mutual Investment Services Llc | New York | NY | 09/2025 | 04/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2025 | 04/2026 |
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-20 |
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