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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
VA RA APPROVED 2026-01-15
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • VA RA
    APPROVED
    Since 2026-01-15

Branch Locations

6207 College Dr, Suffolk, VA 23435 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 10/2025 Present
Riverside Hospital Newport News VA 01/2025 10/2025
Veterans Affairs Hospital Hampton VA 03/2024 01/2025
New York Life Norfolk VA 01/2025 10/2025
Sentara Health Virginia Beach VA 06/2023 03/2024
Symmetry Financial Group Swannanoa NC 03/2015 01/2024
Bank Of America N.A. Norfolk VA 01/2026 Present
  • 10/2025 → Present
    Norfolk, VA
  • 01/2025 → 10/2025
    Riverside Hospital
    Newport News, VA
  • 03/2024 → 01/2025
    Veterans Affairs Hospital
    Hampton, VA
  • 01/2025 → 10/2025
    New York Life
    Norfolk, VA
  • 06/2023 → 03/2024
    Sentara Health
    Virginia Beach, VA
  • 03/2015 → 01/2024
    Symmetry Financial Group
    Swannanoa, NC
  • 01/2026 → Present
    Bank Of America N.A.
    Norfolk, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-08
  • S66 Uniform Combined State Law Examination
    2026-01-08

View on SEC IAPD

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