Joshua Cottingham West

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Raymond James Financial Services
  Suffolk, VA
• 04/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Suffolk, VA

Previous Registrations

• 2000-03-28 → 2009-04-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norfolk, VA
  Norfolk, VA

Other Businesses

(1)Name of Business: Address: 5859 Harbour View Blvd Ste 201, Suffolk, VA, 23435, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/11/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life Insurance Agent (2)Name of Business: Hampton Roads Financial, LLC Address: 5859 Harbour View Blvd Ste 201, Suffolk, VA, 23435, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/09/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FA and Branch Mgr w/ RJFS - Sole Managing Member of DBA/Support Company

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-14
• S63 Uniform Securities Agent State Law Examination
  1998-06-24

Other Names

• Joshua C West
• Joshua C West
• Joshua C West V
• Joshua Cottingham West V