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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-28 |
| VA | RA | APPROVED | 2009-04-24 |
Branch Locations
5859 Harbour View Blvd Suite 201, Suffolk, VA 23435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Suffolk | VA | 04/2009 | Present |
| Raymond James Financial Services Advisors, Inc | Suffolk | VA | 04/2009 | Present |
(1)Name of Business: Address: 5859 Harbour View Blvd Ste 201, Suffolk, VA, 23435, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/11/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life Insurance Agent (2)Name of Business: Hampton Roads Financial, LLC Address: 5859 Harbour View Blvd Ste 201, Suffolk, VA, 23435, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/09/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FA and Branch Mgr w/ RJFS - Sole Managing Member of DBA/Support Company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-24 |
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