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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-01-02 |
Branch Locations
5859 Harbour View Blvd. Suite 201, Suffolk, VA 23435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Suffolk | VA | 06/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Suffolk | VA | 01/2009 | Present |
| Non-Variable Insurance | Suffolk | VA | 07/2005 | Present |
| Hampton Roads Financial, Llc. | Suffolk | VA | 09/2016 | Present |
(1)Name of Business: Hampton Roads Financial, LLC Address: 5859 Harbour View Blvd Ste 201, Suffolk, VA, 23435, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor with RJFS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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