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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-10-14 |
Branch Locations
5859 Harbour View Blvd. #201, Suffolk, VA 23435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial- Paul Leapaldt | Bend | OR | 08/2015 | 07/2020 |
| Homemaker | Suffolk | VA | 07/2020 | 09/2020 |
| Raymond James Financial Services Inc. | Suffolk | VA | 09/2020 | Present |
| Hampton Roads Financial Llc | Suffolk | VA | 09/2020 | Present |
1) Name of Business : Hampton Roads Financial LLC -Address: Suffolk, VA Nature of the Business: Support Company/DBA (Non-Owner) -Position/Title: Administration -Investment Related:No -Start Date: 09/14/2020 Hours per month devoted to this business: 0 -Hours per month devoted to this business during trading hours: 0 -Description of duties: Administrative assistant, advisor and client support
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-28 |
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