Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
Branch Locations
600 Trancas St, Ste 200, Napa, CA 94558-3083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Napa | CA | 02/2006 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Napa | CA | 02/2006 | 07/2021 |
| Napa County Hispanic Chamber Of Commerce | Napa | CA | 10/2012 | Present |
| Napa Valley College Foundation | Napa | CA | 07/2012 | 06/2020 |
| Qv Community Benefits Committee | Napa | CA | 01/2017 | 06/2020 |
| Gerardo Martin Inc | Napa | CA | 07/2017 | Present |
| Gerardo For Mayor | Napa | CA | 06/2020 | 04/2021 |
| Lpl Financial, Llc | Napa | CA | 07/2021 | Present |
1. 8/10/2021 - Crump and Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/02/2021 - 5 Hours Per Month During Securities Trading. 2. 11/9/2021 - Rootstock Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 01/03/2024 - Real Estate Rental - Investment Related - Napa, CA - Start Date 09/15/2023 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-17 |
Reach out to this advisor