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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-09 |
| IA | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-12 |
| IA | RA | APPROVED | 2025-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Cedar Rapids | IA | 10/2024 | 07/2026 |
| State College Spikes | State College | PA | 05/2023 | 10/2024 |
| University Of Iowa | Iowa City | IA | 05/2022 | 05/2023 |
| Wofford College | Spartanburg | SC | 05/2018 | 05/2022 |
| Cherry Creek High School | Cherry Hills Village | CO | 05/2014 | 05/2018 |
| Osaic Wealth Inc | Cedar Rapids | IA | 07/2026 | Present |
Other Business Activities; Baseball Lessons; I am planning on giving baseball lessons to two high school baseball players in Iowa City, Iowa.; 1100 Andersen Pl, , Tiffin, IA, 52340; Not Investment-Related; 01/15/2025; 1 to 9 hours per month; 0 during trading hours. SELF EMPLOYED POSITION: Coach NATURE: Sole Proprietor 1. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 1275 Emory Pl, Apt. 403, North Liberty IA 52317, United States DESCRIPTION: Youth baseball instructor/ lesson
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-21 |
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