Yves-Alain Sommerhalder

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → Present
  Ubs Ag- Zurich
  Zurich
• 10/2024 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ

Other Businesses

I am the sole owner of Immoben Investment AG, Switzerland a personal investment company that holds my real estate investments, stake in a hospitality business and some direct investments in companies. Company was setup in 2010, I have no day to day involvement ie limited time spent on this.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-08