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Luis Enrique Carrillo

Ubs Financial Services Inc.

New York, NY

New York, NY

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-09
NY RA APPROVED 2025-05-07
  • TX RA
    APPROVED
    Since 2025-05-09
  • NY RA
    APPROVED
    Since 2025-05-07

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

New York, NY • United States

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 10/2024 Present
State Street Corporation Boston MA 08/2020 01/2021
Brown Brothers Harriman & Co. New York NY 01/2019 07/2019
Bradesco Securities New York NY 05/2018 08/2018
Northeastern University Boston MA 08/2017 05/2022
Greenwich High School Greenwich CT 09/2013 06/2017
Unemployed Greenwich CT 12/2023 10/2024
Extended Travel Greenwich CT 05/2022 12/2023
  • 10/2024 → Present
    Ubs Financial Services
    New York, NY
  • 08/2020 → 01/2021
    State Street Corporation
    Boston, MA
  • 01/2019 → 07/2019
    Brown Brothers Harriman & Co.
    New York, NY
  • 05/2018 → 08/2018
    Bradesco Securities
    New York, NY
  • 08/2017 → 05/2022
    Northeastern University
    Boston, MA
  • 09/2013 → 06/2017
    Greenwich High School
    Greenwich, CT
  • 12/2023 → 10/2024
    Unemployed
    Greenwich, CT
  • 05/2022 → 12/2023
    Extended Travel
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-07
  • S66 Uniform Combined State Law Examination
    2025-05-07
Other Names
  • Luis Carrillo

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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