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Brett A Locker

LPl Financial LLC

Warren, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-09
  • NJ RA
    APPROVED
    Since 2025-05-09

Branch Locations

101 Town Center Dr Ste 111, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herc Rentals Inc Bonita Springs FL 06/2022 Present
Unemployed Na NJ 05/2022 06/2022
York College Of Pennsylvania York PA 08/2018 05/2022
Allied Air Enterprises Columbia SC 06/2021 08/2021
Alpine Refridgeration South River NJ 06/2014 09/2020
Branchburg Driving Range Branchburg NJ 04/2018 09/2018
Bridgewater Raritan High School Bridgewater NJ 09/2014 06/2018
Lpl Financial Warren NJ 10/2024 Present
  • 06/2022 → Present
    Herc Rentals Inc
    Bonita Springs, FL
  • 05/2022 → 06/2022
    Unemployed
    Na, NJ
  • 08/2018 → 05/2022
    York College Of Pennsylvania
    York, PA
  • 06/2021 → 08/2021
    Allied Air Enterprises
    Columbia, SC
  • 06/2014 → 09/2020
    Alpine Refridgeration
    South River, NJ
  • 04/2018 → 09/2018
    Branchburg Driving Range
    Branchburg, NJ
  • 09/2014 → 06/2018
    Bridgewater Raritan High School
    Bridgewater, NJ
  • 10/2024 → Present
    Lpl Financial
    Warren, NJ
Other Businesses

1 - 12/2024 - Beacon Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 2 - 12/2024 - Herc Rentals INC - Outside/W-2 Employment - Not Inv Related - 160 Hours/Month - 8 Hours During Trading - FL 34134 - OBA Start Date: 06/13/2022. 3 - 12/2024 - Trilax INC - Coach/Sports/Fitness - Not Inv Related - 8 Hours/Month - NJ 08520- OBA Start Date: 11/01/2023. 4 - 01/05/2026 - Brett Locker - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/29/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-06
  • S66 Uniform Combined State Law Examination
    2025-05-06
Other Names
  • Brett Locker

View on SEC IAPD

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