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Karen Jane Eng

Clsa Americas, LLC

New York, NY

New York, NY

CRD 7993747

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Employer firm

Clsa Americas, LLC CRD 165533

123 advisory clients

Reported services (Item 5G)

  • REFERRALS TO OTHERS; RESEARCH PRODUCT & ARRANGEMENT AND REFERRAL SERVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Clsa Americas, Llc

1155 Avenue Of The Americas 17Th Floor, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-21
CT RA APPROVED 2025-02-21
TX RA APPROVED 2025-02-21
  • CA RA
    APPROVED
    Since 2025-02-21
  • CT RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED
    Since 2025-02-21

Branch Locations

1155 Avenue Of The Americas, 17Th Floor, New York, NY 10036 • United States

1155 Avenue Of The Americas, 17Th Floor, New York, NY 10036

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clsa Americas, Llc New York NY 10/2024 Present
Clsa Limited Hong Kong 03/2007 05/2025
  • 10/2024 → Present
    New York, NY
  • 03/2007 → 05/2025
    Clsa Limited
    Hong Kong
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-20
  • S66 Uniform Combined State Law Examination
    2025-02-20

View on SEC IAPD

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