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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-13
  • TX RA
    APPROVED
    Since 2025-06-13

Branch Locations

1900 West Loop S Ste 650A, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tricoast Homes/Corey Construction Houston TX 04/2023 10/2024
New Homestar Houston TX 10/2019 09/2022
Marriott International Bathesda MD 11/2016 09/2019
Principal Life Insurance Company Houston TX 10/2024 Present
Principal Securities, Inc. Houston TX 10/2024 Present
Truss Real Estate Houston TX 09/2022 04/2023
Colorado State University Pueblo Pueblo CO 05/2013 11/2016
  • 04/2023 → 10/2024
    Tricoast Homes/Corey Construction
    Houston, TX
  • 10/2019 → 09/2022
    New Homestar
    Houston, TX
  • 11/2016 → 09/2019
    Marriott International
    Bathesda, MD
  • 10/2024 → Present
    Principal Life Insurance Company
    Houston, TX
  • 10/2024 → Present
    Houston, TX
  • 09/2022 → 04/2023
    Truss Real Estate
    Houston, TX
  • 05/2013 → 11/2016
    Colorado State University Pueblo
    Pueblo, CO
Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 04/01/2025 ADDRESS: 1900 W Loop S Suite 560 A, Houston TX 77027, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **UBER POSITION: Self Employed NATURE: Uber Driver INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2025 ADDRESS: 5923 Cinnamon Lake Dr, Baytown TX 77521, United States DESCRIPTION: Uber Driver. **RUBEN REALTY LLC POSITION: CEO/President NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/10/2024 ADDRESS: 5923 Cinnamon Lake Dr, Baytown TX 77521, United States DESCRIPTION: Air BNB Host.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-12
S63 Uniform Securities Agent State Law Examination 2025-04-07
  • S66 Uniform Combined State Law Examination
    2025-06-12
  • S63 Uniform Securities Agent State Law Examination
    2025-04-07

View on SEC IAPD

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