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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED | 2025-01-17 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 09/2024 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2024 | Present |
| Pepperdine University | Malibu | CA | 07/2023 | 08/2024 |
| Chaac Ventures | Santa Monica | CA | 09/2023 | 11/2023 |
| Guidewire | San Mateo | CA | 06/2022 | 08/2022 |
| Crossnet | Miami | FL | 05/2021 | 08/2021 |
| Stradea | Hamilton | 04/2020 | 09/2020 | |
| Princeton University | Princeton | NJ | 09/2019 | 05/2023 |
| Pepperdine University Graziadio Business School | Malibu | CA | 08/2023 | 08/2024 |
| Unemployed | St. Catharines | 09/2014 | 08/2019 | |
| Unemployed | St. Catharines | 06/2023 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-17 |
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