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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-28 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 10/2024 | 07/2025 |
| Harvard Business School | Boston | MA | 05/2023 | 08/2023 |
| Superior Seafood | New Orleans | LA | 07/2022 | 08/2022 |
| Aflac | Kenner | LA | 07/2022 | 03/2023 |
| Port Washington Yacht Club | Port Washington | NY | 06/2019 | 08/2021 |
| Tulane University | New Orleans | LA | 08/2020 | 05/2024 |
| Unemployed | Manhasset | NY | 09/2014 | 05/2019 |
| Unemployed | Manhasset | NY | 06/2024 | 09/2024 |
| Ubs Financial Services, Inc | New York | NY | 10/2025 | Present |
| Unemployed | Port Washington | NY | 09/2021 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-02 |
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