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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-06
NJ RA APPROVED 2024-11-06
  • TX RA
    APPROVED
    Since 2026-04-06
  • NJ RA
    APPROVED
    Since 2024-11-06

Branch Locations

95 Christopher Columbus Drive Floor 13, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Provident Bank Morristown NJ 06/2023 08/2023
Princeton University Elmwood Park NJ 09/2020 05/2024
Bergen Catholic High School Oradell NJ 09/2016 06/2020
Cetera Wealth Services, Llc El Segundo CA 10/2024 Present
Unemployed Elmwood Park NJ 06/2024 09/2024
Unemployed Elmwood Park NJ 06/2016 09/2016
Unemployed Elmwood Park NJ 06/2020 09/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2024 Present
  • 06/2023 → 08/2023
    Provident Bank
    Morristown, NJ
  • 09/2020 → 05/2024
    Princeton University
    Elmwood Park, NJ
  • 09/2016 → 06/2020
    Bergen Catholic High School
    Oradell, NJ
  • 10/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2024 → 09/2024
    Unemployed
    Elmwood Park, NJ
  • 06/2016 → 09/2016
    Unemployed
    Elmwood Park, NJ
  • 06/2020 → 09/2020
    Unemployed
    Elmwood Park, NJ
  • 11/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FINANCIAL FOCUS GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: DELIVER FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-26
  • S66 Uniform Combined State Law Examination
    2024-09-26
Other Names
  • Nicholas T Kayal
  • Nick Kayal

View on SEC IAPD

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