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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-02-07
IL RA APPROVED 2010-10-26
  • IN RA
    APPROVED
    Since 2025-02-07
  • IL RA
    APPROVED
    Since 2010-10-26

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rydex Distributors, Llc Lisle IL 04/2008 Present
Guggenheim Investments New York NY 06/2008 Present
Guggenheim Funds Distributors, Llc Lisle IL 09/2012 Present
Guggenheim Funds Distributors, Llc Lisle IL 03/2014 Present
  • 04/2008 → Present
    Rydex Distributors, Llc
    Lisle, IL
  • 06/2008 → Present
    New York, NY
  • 09/2012 → Present
    Guggenheim Funds Distributors, Llc
    Lisle, IL
  • 03/2014 → Present
    Guggenheim Funds Distributors, Llc
    Lisle, IL
Previous Registrations
  • 2009-01-26 → 2010-10-28
    Rydex Advisory Services, Llc
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-12
S63 Uniform Securities Agent State Law Examination 2005-08-01
  • S65 Uniform Investment Adviser Law Examination
    2009-01-12
  • S63 Uniform Securities Agent State Law Examination
    2005-08-01
Other Names
  • Christopher Cosantino

View on SEC IAPD

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