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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-02
NH RA APPROVED 2025-03-20
  • TX RA
    APPROVED
    Since 2025-04-02
  • NH RA
    APPROVED
    Since 2025-03-20

Branch Locations

46 S River Rd, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedford MA 02/2022 Present
Unemployed Northborough MA 01/2020 02/2022
Bose Corporation Framingham MA 08/1987 01/2020
Bank Of America, N.A. Bedford MA 10/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-18
  • S66 Uniform Combined State Law Examination
    2025-02-18
Other Names
  • Tony Miller

View on SEC IAPD

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