Paul S Flores

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
NV	RA	APPROVED	2024-11-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Las Vegas	NV	09/2024	Present
Tesla Inc	Henderson	NV	01/2024	09/2024
United Parcel Service	Las Vegas	NV	10/2023	12/2023
Arq Energy	Fort Mohave	AZ	06/2016	12/2023
Exp Realty	Lake Havasu City	AZ	06/2019	11/2022
Dot Foods	Bullhead City	AZ	06/2018	03/2020
Bank Of America, N.A.	Las Vegas	NV	11/2024	Present

09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV
01/2024 → 09/2024

Tesla Inc

Henderson, NV
10/2023 → 12/2023

United Parcel Service

Las Vegas, NV
06/2016 → 12/2023

Arq Energy

Fort Mohave, AZ
06/2019 → 11/2022

Exp Realty

Lake Havasu City, AZ
06/2018 → 03/2020

Dot Foods

Bullhead City, AZ
11/2024 → Present

Bank Of America, N.A.

Las Vegas, NV

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-19

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