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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-06
  • TX RA
    APPROVED
    Since 2025-01-06

Branch Locations

11814 Bellaire Blvd, Houston, TX 77072 • United States

8110 W Sam Houston Pkwy S, Houston, TX 77072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 10/2024 Present
Bank Of America, N.A. Houston TX 01/2012 09/2024
Other Businesses

I*: 1807293 Name of the other business: Uber Contract Driver Whether the business is investment-related: No Address of the other business: Katy TX 77494 Nature of the other business: Driver/Delivery Title, or relationship with the other business: Owner Start date of your relationship: 04/10/2024 Approximate number of hours/month you devote to the other business8 hours per week = 40 hours per month Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business: Pick passages and drop passages at their destination, pick up and deliver food to customer's address

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03
Other Names
  • Fuxing X Xu
  • Fu X Xu
  • Alan Xu

View on SEC IAPD

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