Mario Garcia

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-08-07

IL RA
APPROVED

Since 2025-08-07

Branch Locations

10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Rosemont	IL	09/2024	Present
Honda Of Ocala	Ocala	FL	07/2022	12/2022
Usmc	Jacksonville	NC	08/2015	06/2022
Hyperactive Gaming	Rolling Meadows	IL	03/2023	Present
Lpl Enterprise, Llc	Rosemont	IL	11/2024	Present

09/2024 → Present

Pruco Securities, Llc.

Rosemont, IL
07/2022 → 12/2022

Honda Of Ocala

Ocala, FL
08/2015 → 06/2022

Usmc

Jacksonville, NC
03/2023 → Present

Hyperactive Gaming

Rolling Meadows, IL
11/2024 → Present

Lpl Enterprise, Llc

Rosemont, IL

Other Businesses

HyperActive Gaming Not investment related 930 Carnegie Street Rolling Meadows 60008 Gaming/ Gambling Technician/ Handler Start Date: 03/2023 160 hours per month; 80 during trading hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-18

S66 Uniform Combined State Law Examination

2025-07-18

View on SEC IAPD

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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