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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Chicopee | MA | 07/2024 | 10/2024 |
| Innovation Partners Llc | Charlotte | NC | 10/2024 | 12/2025 |
| Nupro | South Deerfield | MA | 12/2021 | 07/2024 |
| Harborone Mortgage | Chicopee | MA | 07/2019 | 10/2021 |
| Conval | Enfield | CT | 12/2018 | 02/2020 |
| Collins Aerospace | Windsor | CT | 10/2018 | 11/2018 |
| Smith & Wesson | Springfield | MA | 10/2013 | 09/2018 |
| Raymond James Financial Services, Inc. | Ludlow | MA | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Ludlow | MA | 01/2026 | Present |
| Ip Financial Advisory Services Llc | Charlotte | NC | 03/2025 | 12/2025 |
(1)Name of Business: PV Financial Group Address: 535 East St, Ludlow, MA, 01056-3059, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/05/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Responsibilities described in optional comment section
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-11 |
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