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Sophie Miller

Raymond James Financial Services Advisors, Inc

Ludlow, MA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-16
  • MA RA
    APPROVED
    Since 2025-10-16

Branch Locations

535 East St, Ludlow, MA 01056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 05/2023 07/2024
Unemployed Easthampton MA 09/2022 05/2023
Boston University Boston MA 09/2019 08/2022
Basho Japanese Brasserie Boston MA 10/2021 04/2022
People's Institute Northampton MA 06/2017 03/2019
Northampton Public Schools Northampton MA 05/2013 09/2019
Pioneer Valley Financial Group Ludlow MA 07/2024 Present
Commonwealth Financial Network Waltham MA 07/2024 10/2025
Raymond James Financial Services, Inc. Ludlow MA 10/2025 Present
Raymond James Financial Services Advisors, Inc. Ludlow MA 10/2025 Present
  • 05/2023 → 07/2024
    Equitable Advisors, Llc
    New York, NY
  • 09/2022 → 05/2023
    Unemployed
    Easthampton, MA
  • 09/2019 → 08/2022
    Boston University
    Boston, MA
  • 10/2021 → 04/2022
    Basho Japanese Brasserie
    Boston, MA
  • 06/2017 → 03/2019
    People's Institute
    Northampton, MA
  • 05/2013 → 09/2019
    Northampton Public Schools
    Northampton, MA
  • 07/2024 → Present
    Pioneer Valley Financial Group
    Ludlow, MA
  • 07/2024 → 10/2025
    Commonwealth Financial Network
    Waltham, MA
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Ludlow, MA
  • 10/2025 → Present
    Raymond James Financial Services Advisors, Inc.
    Ludlow, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-16
  • S66 Uniform Combined State Law Examination
    2023-08-16
Other Names
  • Sophie Li Hai Miller
  • Sophie Miller

View on SEC IAPD

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Other Offices

EDWARD JONES · WILBRAHAM, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Wilbraham, MA
TD PRIVATE CLIENT WEALTH LLC · Ludlow, MA
TROMBLEY WEALTH MANAGEMENT · WILBRAHAM, MA
LPL FINANCIAL LLC · WILBRAHAM, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ludlow, MA
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