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Richard Kevin Sylvester

Raymond James Financial Services Advisors, Inc

Ludlow, MA

CRD 6926584

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-16
  • MA RA
    APPROVED
    Since 2025-10-16

Branch Locations

535 East Street, Ludlow, MA 01056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2018 12/2018
Turley Publications Palmer MA 11/2007 03/2018
Commonwealth Financial Network Waltham MA 03/2019 10/2025
Pioneer Valley Financial Group Ludlow MA 03/2019 10/2025
University Of Massachusetts At Amherst Amherst MA 09/2014 12/2017
Raymond James Financial Services, Inc. Ludlow MA 10/2025 Present
Raymond James Financial Services Advisors, Inc. Ludlow MA 10/2025 Present
Pioneer Valley Financial Group Ludlow MA 10/2025 Present
  • 03/2018 → 12/2018
    St Louis, MO
  • 11/2007 → 03/2018
    Turley Publications
    Palmer, MA
  • 03/2019 → 10/2025
    Waltham, MA
  • 03/2019 → 10/2025
    Pioneer Valley Financial Group
    Ludlow, MA
  • 09/2014 → 12/2017
    University Of Massachusetts At Amherst
    Amherst, MA
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Ludlow, MA
  • 10/2025 → Present
    Ludlow, MA
  • 10/2025 → Present
    Pioneer Valley Financial Group
    Ludlow, MA
Previous Registrations
  • 2019-03-13 → 2025-10-02
    Ludlow, MA
    Ludlow, MA
    West Springfield, MA
    Wilbraham, MA
  • 2018-06-13 → 2018-12-13
    Springfield, MA
    Springfield, MA
    St Louis, MO
    Westfield, MA
Other Businesses

Fixed Insurance Sales Investment Related 535 East Street, Ludlow, MA 01056 Advisor; Research and advising clients and other firm advisors on fixed insurance products Sales and research activities related to fixed insurance products Started: 03/04/2019 20 hrs per month 20 hrs during trading and business hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-01
  • S66 Uniform Combined State Law Examination
    2018-06-01
Other Names
  • Richard Kevin Sylvester

View on SEC IAPD

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