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Cale Robinson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tacoma, WA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-27
WA RA APPROVED 2011-02-07
  • TX RA
    APPROVED
    Since 2013-06-27
  • WA RA
    APPROVED
    Since 2011-02-07

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 01/2011 Present
Bank Of America, N.A. Seattle WA 08/2011 Present
Previous Registrations
  • 2005-10-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Salt Lake City, UT
    Seattle, WA
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-14
  • S66 Uniform Combined State Law Examination
    2005-10-14
Other Names
  • Cale Kenneth Robinson

View on SEC IAPD

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