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Daniel R Ricks

Transce3Nd LLC

Colorado Springs, CO

Buda, TX

CRD 7989341

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Employer firm

Transce3Nd LLC CRD 317745

$419M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transce3Nd Llc

835 Main Street Building 200, Buda, TX 78610 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-25
  • CO RA
    APPROVED
    Since 2024-10-25

Branch Locations

5390 N Academy Blvd #300, Colorado Springs, CO 80918 • United States

835 Main Street Building 200, Buda, TX 78610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ricks Group Colorado Springs CO 01/2013 09/2024
Transce3Nd Kyle TX 10/2024 Present
  • 01/2013 → 09/2024
    The Ricks Group
    Colorado Springs, CO
  • 10/2024 → Present
    Transce3Nd
    Kyle, TX
Other Businesses

Press Holdings Colorado LLC DBA The Ricks Group/ Not investment Related / 5490 Academy Blvd #300. Colorado Springs 80918 / Tax Preparation and Accounting Services / Managing Partner / 100% of time spent on this business / does not create a conflict of interest.

Designations
  • Personal Financial Specialist

View on SEC IAPD

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